Katie Dow

Special Counsel Auckland

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​​Katie specialises in advising on managed funds products and financial services law. Her experience includes advising on the implications of the Financial Markets Conduct Act for managed investment schemes, advising on compliance with financial adviser law, advising on corporate transactions involving the financial services industry, providing general financial services law advice and advising insurers on regulatory requirements and policy documentation.

Katie has previously been seconded to three major managed funds businesses, which means she has a strong appreciation of clients' expectations and needs, together with a hands on understanding of business issues from a practical perspective.​​

Work highlights

General investment product offerings
Advising on all aspects of establishing and operating investment product offerings.

Financial Markets Conduct Act 2013 advice
Advising on implications of the Financial Markets Conduct Act for unit trusts, superannuation schemes, KiwiSaver schemes and discretionary investment management services.