Searches by the Financial Markets Authority

Thursday 30 January 2014

​Bell Gully has produced a guide outlining the steps a business can take to ensure searches by the Financial Markets Authority are carried out appropriately.​

The guide describes what immediate action should be taken, what to do during the search, recommended follow-up action and some general points to consider about the search.

Searches by the Financial Markets Authority​​


Disclaimer

This publication is necessarily brief and general in nature. You should seek professional advice before taking any action in relation to the matters dealt with in this publication.

For more information
  • Ian Gault

    Partner & Deputy Chairman Auckland
Related areas of expertise
  • Litigation and dispute resolution