Financial Services Quarterly - Spring 2016

Thursday 1 September 2016

​​​​​​​​​​​​​​​​​​​Welcome to the Spring 2016 issue of Financial Services Quarterly, a review of current legal issues in the financial sector.

Each quarter, we summarise recent issues and preview upcoming developments.​

In this issue:​​​

  • Major reform of financial advisers and financial service providers regimes proposed

  • Consultation on “phase 2 reforms” to Anti-Money Laundering and Countering Financing of Terrorism laws

  • High Court finds trustees personally liable

  • Latest from the Financial Markets Authority

Download a copy of this issue here.​​​​​


This publication is necessarily brief and general in nature. You should seek professional advice before taking any action in relation to the matters dealt with in this publication.

For more information
  • Rachel Gowing

    Senior Associate Auckland
Related areas of expertise
  • Banking and finance