The Big Picture: Financial markets - greater detail on the conduct regulation regime

Thursday 26 November 2020

Authors: Blair Keown, David Friar and Zavara Farquhar

​​​​​​The Finance and Expenditure Select Committee of the last Parliament recommended changes to the Financial Markets (Conduct of Institutions) Amendment Bill that respond to a number of the industry’s concerns about the Bill. 

These changes will have been welcomed by financial institutions. While we expect that most, if not all, of the recommendations will be adopted by the new Parliament, that will only be confirmed when the Bill has its second reading.​​

In The Big Picture: Financial markets - greater detail on the conduct regulation regime, we look at the key recommendations from the Committee’s report, and explain what financial institutions can expect from the proposed conduct regulation regime as it currently stands.​

Download The Big P​icture: Financial markets - greater detail on the conduct regulation regime​ or read below.​​

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Disclaimer

This publication is necessarily brief and general in nature. You should seek professional advice before taking any action in relation to the matters dealt with in this publication.

For more information
  • David Friar

    Partner Auckland
  • Simon Ladd

    Partner Auckland
  • Jenny Stevens

    Partner Wellington
  • Blair Keown

    Partner Auckland
Related areas of expertise
  • Banking and finance
  • Banking and finance litigation
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  • Insurance
  • Corporate governance and advisory
  • Financial services regulation