Financial Services Quarterly
Guide for Qualifying Financial Entities
The Securities Commission has published the first of its guides to assist the financial adviser industry to prepare for the new regulatory regime.
The QFE Adviser Business Statement Guide explains the document required to be prepared by a business applying to the Commission to become a Qualifying Financial Entity.
For a copy of the QFE Adviser Business Statement Guide, go to the Securities Commission of New Zealand website.
Enquiries and information
For more information on any of the cases, articles and features in Financial Services Quarterly, please email Rachel Gowing or call on 64 9 916 8825.
Disclaimer
This publication is necessarily brief and general in nature. You should seek professional advice before taking any action in relation to the matters dealt with in this publication.
